AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 11, 1999
FILE NO.'S 333-76479 AND 333-59707
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------
POST EFFECTIVE AMENDMENT No. 1
AND POST EFFECTIVE AMENDMENT No. 4
FILED PURSUANT TO RULE 462(d) TO
FORMS S-3
REGISTRATION STATEMENTS
UNDER
THE SECURITIES ACT OF 1933
----------------
GENERAL ELECTRIC CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
NEW YORK 13-1500700
(State of incorporation) (I.R.S. Employer Identification
Number)
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
(Address, including zip code, and telephone number, including area
code, of registrant's principal executive offices)
----------------
GLENN J. GOGGINS
ASSOCIATE GENERAL COUNSEL--TREASURY OPERATIONS AND ASSISTANT SECRETARY
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
----------------
APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC:
From time to time after the effective date of this Post-Effective
Amendment to the Registration Statements as determined by market conditions.
----------------
If the only securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, please check the following
box. |_|
If any of the securities being registered on this Form are to be offered
on a delayed or continuous basis pursuant to Rule 415 under the Securities Act
of 1933, other than securities offered only in connection with dividend or
interest reinvestment plans, please check the following box. |X|
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. |_|
If this Form is a post-effective amendment filed pursuant to Rule 462(d)
under the Securities Act, check the following box and list the Securities Act
registration statements numbers of the earlier effective registration statements
for the same offering. |X| No.'s 333-59707 and 333-76479.
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. |_|
----------------
================================================================================
EXPLANATORY NOTE
This Post-Effective Amendment No. 1 and Post-Effective Amendment No. 4 to
Registration Statements on Forms S-3 (No.'s 333-76479 and 333-59707) is filed
pursuant to Rule 462(d) solely to add certain exhibits not previously filed with
respect to such Registration Statements.
PART II
POST EFFECTIVE AMENDMENT No. 1
(FILE No. 333-76479)
ITEM 16. EXHIBITS.
EXHIBIT
NUMBER DESCRIPTION
------- ---------------------------------------------------------
1(b) Amended and Restated U.S. Distribution Agreement dated as of May 3,
1999 by and between General Electric Capital Corporation and Chase
Securities, Inc., Deutsche Bank Securities, Inc., GECC Capital
Markets Group, Inc., Goldman, Sachs & Co., Lehman Brothers, Inc.,
Merrill Lynch & Co., J.P. Morgan Securities, Inc., and Warburg
Dillon Read L.L.C.
4(dd) First Supplemental Indenture dated as of May 3, 1999, supplemental
to Third Amended and Restated Indenture dated as of February 27,
1997, between General Electric Capital Corporation and The Chase
Manhattan Bank, as Trustee.
4(f) Form of Series A MTN Fixed Rate Registered Note.
4(g) Form of Series A MTN Floating Rate Registered Note.
POST EFFECTIVE AMENDMENT No. 4
(FILE No. 333-59707)
ITEM 16. EXHIBITS.
EXHIBIT
NUMBER DESCRIPTION
------- ---------------------------------------------------------
4(ee) Second Amended and Restated Fiscal and Paying Agency Agreement among
General Electric Capital Corporation, GE Capital Australia, GE
Capital Australia Funding Pty. Ltd., GE Capital Finance Australia,
General Electric Capital Canada, Inc., GE Capital Canada Funding
Company, GE Capital Canada Retailer Financial Services Company and
The Chase Manhattan Bank, London Branch, dated as of March 31, 1999.
4(ff) Form of Temporary Global Fixed Rate Bearer Note.
4(gg) Form of Permanent Global Fixed Rate Bearer Note.
4(hh) Form of Definitive Fixed Rate Bearer Note.
4(ii) Form of Temporary Global Floating Rate Bearer Note.
4(jj) Form of Permanent Global Floating Rate Bearer Note.
4(kk) Form of Definitive Floating Rate Bearer Note.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant, General Electric Capital Corporation, certifies that it has
reasonable grounds to believe that it meets all of the requirements for filing
on Form S-3 and has duly caused this Post-Effective Amendment No. 1 and
Post-Effective Amendment No. 4 to the Registration Statements (No.'s 333-76479
and 333-59707) to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Stamford, State of Connecticut, on the 11th day of
May, 1999.
General Electric Capital Corporation
By /s/ Jeffery S. Werner
-----------------------------------
(JEFFREY S. WERNER, SENIOR VICE
PRESIDENT CORPORATE TREASURY AND
GLOBAL FUNDING OPERATION)
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 and Post Effective Amendment No. 4 to the
Registration Statements (No.'s 333-76479 and 333-59707) has been signed below by
the following persons in the capacities and on the date indicated.
SIGNATURE TITLE DATE
* Denis J. Nayden, Chief Executive
---------------------------- Officer, President
(DENIS J. NAYDEN) and Director
* James A. Parke Executive Vice
---------------------------- President and Chief Financial
(JAMES A. PARKE) Officer and Director
(Principal Financial Officer)
/s/ Jeffrey S. Werner Senior Vice President
---------------------------- Corporate Treasury and
(JEFFREY S. WERNER) Global Funding Operation
* Joan C. Amble Controller
---------------------------- (Principal
(JOAN C. AMBLE) Accounting Officer)
* N.D.T. Andrews Director
----------------------------
(N.D.T. ANDREWS)
* Nancy E. Barton Director
----------------------------
(NANCY E. BARTON)
* James R. Bunt Director
----------------------------
(JAMES R. BUNT)
Director
----------------------------
(DAVID M. COTE)
II-1
SIGNATURE TITLE DATE
* Dennis D. Dammerman Director
----------------------------
(DENNIS D. DAMMERMAN)
Director
----------------------------
(BENJAMIN W. HEINEMAN, JR.)
Director
----------------------------
(JEFFREY R. IMMELT)
Director
----------------------------
(W. JAMES MCNERNEY, JR.)
* John H. Myers Director
----------------------------
(JOHN H. MYERS)
* Robert L. Nardelli Director
----------------------------
(ROBERT L. NARDELLI)
* Michael A. Neal Director
----------------------------
(MICHAEL A. NEAL)
* John M. Samuels Director
----------------------------
(JOHN M. SAMUELS)
* Keith S. Sherin Director
----------------------------
(KEITH S. SHERIN)
* Edward D. Stewart Director
----------------------------
(EDWARD D. STEWART)
* John F. Welch, Jr. Director
----------------------------
(JOHN F. WELCH, JR.)
*By /s/ Jeffrey S. Werner Attorney-in-fact May 11, 1999
-----------------------
(JEFFREY S. WERNER)
II-2
FILE NO.'S 333-76479 AND 333-59707
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------
POST EFFECTIVE AMENDMENT No. 1
AND POST EFFECTIVE AMENDMENT No. 4
FILED PURSUANT TO RULE 462(d) TO
FORMS S-3
REGISTRATION STATEMENTS
UNDER
THE SECURITIES ACT OF 1933
----------------
GENERAL ELECTRIC CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
NEW YORK 13-1500700
(State of incorporation) (I.R.S. Employer Identification
Number)
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
(Address, including zip code, and telephone number, including area
code, of registrant's principal executive offices)
----------------
GLENN J. GOGGINS
ASSOCIATE GENERAL COUNSEL--TREASURY OPERATIONS AND ASSISTANT SECRETARY
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
----------------
APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC:
From time to time after the effective date of this Post-Effective
Amendment to the Registration Statements as determined by market conditions.
----------------
If the only securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, please check the following
box. |_|
If any of the securities being registered on this Form are to be offered
on a delayed or continuous basis pursuant to Rule 415 under the Securities Act
of 1933, other than securities offered only in connection with dividend or
interest reinvestment plans, please check the following box. |X|
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. |_|
If this Form is a post-effective amendment filed pursuant to Rule 462(d)
under the Securities Act, check the following box and list the Securities Act
registration statements numbers of the earlier effective registration statements
for the same offering. |X| No.'s 333-59707 and 333-76479.
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. |_|
----------------
================================================================================
EXPLANATORY NOTE
This Post-Effective Amendment No. 1 and Post-Effective Amendment No. 4 to
Registration Statements on Forms S-3 (No.'s 333-76479 and 333-59707) is filed
pursuant to Rule 462(d) solely to add certain exhibits not previously filed with
respect to such Registration Statements.
PART II
POST EFFECTIVE AMENDMENT No. 1
(FILE No. 333-76479)
ITEM 16. EXHIBITS.
EXHIBIT
NUMBER DESCRIPTION
------- ---------------------------------------------------------
1(b) Amended and Restated U.S. Distribution Agreement dated as of May 3,
1999 by and between General Electric Capital Corporation and Chase
Securities, Inc., Deutsche Bank Securities, Inc., GECC Capital
Markets Group, Inc., Goldman, Sachs & Co., Lehman Brothers, Inc.,
Merrill Lynch & Co., J.P. Morgan Securities, Inc., and Warburg
Dillon Read L.L.C.
4(dd) First Supplemental Indenture dated as of May 3, 1999, supplemental
to Third Amended and Restated Indenture dated as of February 27,
1997, between General Electric Capital Corporation and The Chase
Manhattan Bank, as Trustee.
4(f) Form of Series A MTN Fixed Rate Registered Note.
4(g) Form of Series A MTN Floating Rate Registered Note.
POST EFFECTIVE AMENDMENT No. 4
(FILE No. 333-59707)
ITEM 16. EXHIBITS.
EXHIBIT
NUMBER DESCRIPTION
------- ---------------------------------------------------------
4(ee) Second Amended and Restated Fiscal and Paying Agency Agreement among
General Electric Capital Corporation, GE Capital Australia, GE
Capital Australia Funding Pty. Ltd., GE Capital Finance Australia,
General Electric Capital Canada, Inc., GE Capital Canada Funding
Company, GE Capital Canada Retailer Financial Services Company and
The Chase Manhattan Bank, London Branch, dated as of March 31, 1999.
4(ff) Form of Temporary Global Fixed Rate Bearer Note.
4(gg) Form of Permanent Global Fixed Rate Bearer Note.
4(hh) Form of Definitive Fixed Rate Bearer Note.
4(ii) Form of Temporary Global Floating Rate Bearer Note.
4(jj) Form of Permanent Global Floating Rate Bearer Note.
4(kk) Form of Definitive Floating Rate Bearer Note.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant, General Electric Capital Corporation, certifies that it has
reasonable grounds to believe that it meets all of the requirements for filing
on Form S-3 and has duly caused this Post-Effective Amendment No. 1 and
Post-Effective Amendment No. 4 to the Registration Statements (No.'s 333-76479
and 333-59707) to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Stamford, State of Connecticut, on the 11th day of
May, 1999.
General Electric Capital Corporation
By /s/ Jeffery S. Werner
-----------------------------------
(JEFFREY S. WERNER, SENIOR VICE
PRESIDENT CORPORATE TREASURY AND
GLOBAL FUNDING OPERATION)
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 and Post Effective Amendment No. 4 to the
Registration Statements (No.'s 333-76479 and 333-59707) has been signed below by
the following persons in the capacities and on the date indicated.
SIGNATURE TITLE DATE
* Denis J. Nayden, Chief Executive
---------------------------- Officer, President
(DENIS J. NAYDEN) and Director
* James A. Parke Executive Vice
---------------------------- President and Chief Financial
(JAMES A. PARKE) Officer and Director
(Principal Financial Officer)
/s/ Jeffrey S. Werner Senior Vice President
---------------------------- Corporate Treasury and
(JEFFREY S. WERNER) Global Funding Operation
* Joan C. Amble Controller
---------------------------- (Principal
(JOAN C. AMBLE) Accounting Officer)
* N.D.T. Andrews Director
----------------------------
(N.D.T. ANDREWS)
* Nancy E. Barton Director
----------------------------
(NANCY E. BARTON)
* James R. Bunt Director
----------------------------
(JAMES R. BUNT)
Director
----------------------------
(DAVID M. COTE)
II-1
SIGNATURE TITLE DATE
* Dennis D. Dammerman Director
----------------------------
(DENNIS D. DAMMERMAN)
Director
----------------------------
(BENJAMIN W. HEINEMAN, JR.)
Director
----------------------------
(JEFFREY R. IMMELT)
Director
----------------------------
(W. JAMES MCNERNEY, JR.)
* John H. Myers Director
----------------------------
(JOHN H. MYERS)
* Robert L. Nardelli Director
----------------------------
(ROBERT L. NARDELLI)
* Michael A. Neal Director
----------------------------
(MICHAEL A. NEAL)
* John M. Samuels Director
----------------------------
(JOHN M. SAMUELS)
* Keith S. Sherin Director
----------------------------
(KEITH S. SHERIN)
* Edward D. Stewart Director
----------------------------
(EDWARD D. STEWART)
* John F. Welch, Jr. Director
----------------------------
(JOHN F. WELCH, JR.)
*By /s/ Jeffrey S. Werner Attorney-in-fact May 11, 1999
-----------------------
(JEFFREY S. WERNER)
II-2